Anticipations of Darwin

I noted here that long before Darwin, there was fairly decent evidence for some sort of theory of evolution, even evidence available from the general human experience of plant and animal life, without deep scientific study.

As said in the earlier post, Aristotle notes that Empedocles hypothesized something along the lines of natural selection:

Wherever then all the parts came about just what they would have been if they had come to be for an end, such things survived, being organized spontaneously in a fitting way; whereas those which grew otherwise perished and continue to perish, as Empedocles says his ‘man-faced ox-progeny’ did.

Since Aristotle is arguing against Empedocles, we should be cautious in assuming that the characterization of his position is entirely accurate. But as presented by Aristotle, the position is an argument against the existence of final causes: since things can be “organized spontaneously” in the way “they would have been if they had come to be for an end,” there is no reason to think they in fact came to be for an end.

This particular conclusion, namely that in such a process nothing comes to be for an end, is a mistake, based on the assumption that different kinds of causes are mutually exclusive, rather than recognizing that different kinds of causes are different ways of explaining one and the same thing. But the general idea regarding what happened historically is correct: good conditions are more capable of persisting, bad conditions less so, and thus over time good conditions tend to predominate.

Other interesting anticipations may be found in Ibn Khaldun‘s book, The Muqaddimah, published in 1377. For example we find this passage:

It should be known that we — may God guide you and us — notice that this world with all the created things in it has a certain order and solid construction. It shows nexuses between causes and things caused, combinations of some parts of creation with others, and transformations of some existent things into others, in a pattern that is both remarkable and endless. Beginning with the world of the body and sensual perception, and therein first with the world of the visible elements, (one notices) how these elements are arranged gradually and continually in an ascending order, from earth to water, (from water) to air, and (from air) to fire. Each one of the elements is prepared to be transformed into the next higher or lower one, and sometimes is transformed. The higher one is always finer than the one preceding it. Eventually, the world of the spheres is reached. They are finer than anything else. They are in layers which are inter­connected, in a shape which the senses are able to perceive only through the existence of motions. These motions provide some people with knowledge of the measurements and positions of the spheres, and also with knowledge of the existence of the essences beyond, the influence of which is noticeable in the spheres through the fact (that they have motion).

One should then look at the world of creation. It started out from the minerals and progressed, in an ingenious, gradual manner, to plants and animals. The last stage of minerals is connected with the first stage of plants, such as herbs and seedless plants. The last stage of plants, such as palms and vines, is connected with the first stage of animals, such as snails and shellfish which have only the power of touch. The word “connection” with regard to these created things means that the last stage of each group is fully prepared to become the first stage of the next group.

The animal world then widens, its species become numerous, and, in a gradual process of creation, it finally leads to man, who is able to think and to reflect. The higher stage of man is reached from the world of the monkeys, in which both sagacity and perception are found, but which has not reached the stage of actual reflection and thinking. At this point we come to the first stage of man after (the world of monkeys). This is as far as our (physical) observation extends.

It is possible that he makes his position clearer elsewhere (I have not read the entire work.) The passage here does not explicitly assert that humans arose from lower animals, but does suggest it, correctly associating human beings with monkeys in particular, even if some of his other connections are somewhat strange. In other words, both here and elsewhere, he speaks of one stage of things being “prepared to become” another stage, and says that this transition sometimes happens: “Each one of the elements is prepared to be transformed into the next higher or lower one, and sometimes is transformed.”

While Ibn Khaldun is at least suggesting that we notice a biological order that corresponds to some degree to an actual historical order, we do not see in this text any indication of what the mechanism is supposed to be. In contrast, Empedocles gives us a mechanism but no clarity regarding historical order. Admittedly, this may be an artifact of the fact that I have not read more of Ibn Khaldun and the fact that we have only fragments from Empedocles.

One of the strongest anticipations of all, although put in very general terms, can be found in David Hume’s Dialogues Concerning Natural Religion, in the following passage:

Besides, why may not motion have been propagated by impulse through all eternity, and the same stock of it, or nearly the same, be still upheld in the universe? As much is lost by the composition of motion, as much is gained by its resolution. And whatever the causes are, the fact is certain, that matter is, and always has been, in continual agitation, as far as human experience or tradition reaches. There is not probably, at present, in the whole universe, one particle of matter at absolute rest.

And this very consideration too, continued PHILO, which we have stumbled on in the course of the argument, suggests a new hypothesis of cosmogony, that is not absolutely absurd and improbable. Is there a system, an order, an economy of things, by which matter can preserve that perpetual agitation which seems essential to it, and yet maintain a constancy in the forms which it produces? There certainly is such an economy; for this is actually the case with the present world. The continual motion of matter, therefore, in less than infinite transpositions, must produce this economy or order; and by its very nature, that order, when once established, supports itself, for many ages, if not to eternity. But wherever matter is so poised, arranged, and adjusted, as to continue in perpetual motion, and yet preserve a constancy in the forms, its situation must, of necessity, have all the same appearance of art and contrivance which we observe at present. All the parts of each form must have a relation to each other, and to the whole; and the whole itself must have a relation to the other parts of the universe; to the element in which the form subsists; to the materials with which it repairs its waste and decay; and to every other form which is hostile or friendly. A defect in any of these particulars destroys the form; and the matter of which it is composed is again set loose, and is thrown into irregular motions and fermentations, till it unite itself to some other regular form. If no such form be prepared to receive it, and if there be a great quantity of this corrupted matter in the universe, the universe itself is entirely disordered; whether it be the feeble embryo of a world in its first beginnings that is thus destroyed, or the rotten carcass of one languishing in old age and infirmity. In either case, a chaos ensues; till finite, though innumerable revolutions produce at last some forms, whose parts and organs are so adjusted as to support the forms amidst a continued succession of matter.

Suppose (for we shall endeavour to vary the expression), that matter were thrown into any position, by a blind, unguided force; it is evident that this first position must, in all probability, be the most confused and most disorderly imaginable, without any resemblance to those works of human contrivance, which, along with a symmetry of parts, discover an adjustment of means to ends, and a tendency to self-preservation. If the actuating force cease after this operation, matter must remain for ever in disorder, and continue an immense chaos, without any proportion or activity. But suppose that the actuating force, whatever it be, still continues in matter, this first position will immediately give place to a second, which will likewise in all probability be as disorderly as the first, and so on through many successions of changes and revolutions. No particular order or position ever continues a moment unaltered. The original force, still remaining in activity, gives a perpetual restlessness to matter. Every possible situation is produced, and instantly destroyed. If a glimpse or dawn of order appears for a moment, it is instantly hurried away, and confounded, by that never-ceasing force which actuates every part of matter.

Thus the universe goes on for many ages in a continued succession of chaos and disorder. But is it not possible that it may settle at last, so as not to lose its motion and active force (for that we have supposed inherent in it), yet so as to preserve an uniformity of appearance, amidst the continual motion and fluctuation of its parts? This we find to be the case with the universe at present. Every individual is perpetually changing, and every part of every individual; and yet the whole remains, in appearance, the same. May we not hope for such a position, or rather be assured of it, from the eternal revolutions of unguided matter; and may not this account for all the appearing wisdom and contrivance which is in the universe? Let us contemplate the subject a little, and we shall find, that this adjustment, if attained by matter of a seeming stability in the forms, with a real and perpetual revolution or motion of parts, affords a plausible, if not a true solution of the difficulty.

It is in vain, therefore, to insist upon the uses of the parts in animals or vegetables, and their curious adjustment to each other. I would fain know, how an animal could subsist, unless its parts were so adjusted? Do we not find, that it immediately perishes whenever this adjustment ceases, and that its matter corrupting tries some new form? It happens indeed, that the parts of the world are so well adjusted, that some regular form immediately lays claim to this corrupted matter: and if it were not so, could the world subsist? Must it not dissolve as well as the animal, and pass through new positions and situations, till in great, but finite succession, it falls at last into the present or some such order?

Although extremely general, Hume is suggesting both a history and a mechanism. Hume posits conservation of motion or other similar laws of nature, presumably mathematical, and describes what will happen when you apply such laws to a world. Most situations are unstable, and precisely because they are unstable, they will not last, and other situations will come to be. But some situations are stable, and when such situations occur, they will last.

The need for conservation of motion or similar natural laws is not accidental here. This is why I included the first paragraph above, rather than beginning the quotation where Hume begins to describe his “new hypothesis of cosmogony.” Without motion, the situation could not change, so a new situation could not come to be, and the very ideas of stable and unstable situations would not make sense. Likewise, if motion existed but did not follow any law, all situations should be unstable, so no amount of change could lead to a stable situation. Thus since things always fall downwards instead of in random directions, things stabilize near a center, while merely random motion could not be expected to have this effect. Thus a critic might argue that Hume seems to be positing randomness as the origin of things, but is cheating, so to speak, by positing original stabilities like natural laws, which are not random at all. Whatever might be said of this, it is an important point, and I will be returning to it later.

Since his description is more general than a description of living things in particular, Hume does not mention anything like the theory of the common descent of living things. But there is no huge gulf here: this would simply be a particular application. In fact, some people have suggested that Hume may have had textual influence on Darwin.

While there are other anticipations (there is one in Immanuel Kant that I am not currently inclined to seek out), I will skip to Philip Gosse, who published two years before Darwin. As described in the linked post, while Gosse denies the historicity of evolution in a temporal sense, he posits that the geological evidence was deliberately constructed (by God) to be evidence of common descent.

What was Darwin’s own role, then, if all the elements of his theory were known to various people years, centuries, or even millennia in advance? If we look at this in terms of Thomas Kuhn’s account of scientific progress, it is not so much that Darwin invented new ideas, as that he brought the evidence and arguments together in such a way as to produce — extremely quickly after the publication of his work — a newly formed consensus on those ideas.

Counterfactuals as Historical Fiction

Suppose someone reading Anne of Green Gables asks a question about what happened before the story begins. For example, what did Anne have for lunch 37 days before her arrival in Avonlea?

It is easy to see that this question does not have one true answer. There is no such thing as what she really had for lunch, because it is a story, and that meal is not included in it. On the other hand, despite the lack of any absolute truth here, some answers remain more reasonable than others. For example, “She had salad,” is a more sensible answer than “she ate crushed glass that day.” Just as I said in regard to “why” something is the case, one can give a partial answer, in the sense of showing that some options are more intelligible than others, without being able to exclude some options entirely.

These same things will apply to questions about a work of historical fiction, although the intended historical context will provide additional ways to show that some answers are more sensible than others. Thus if a story is set in ancient Rome, the claim that someone had corn for lunch is unreasonable due to the historical context, although not as unreasonable as some other possibilities that you could suggest.

Now consider a counterfactual question about your current situation: “What would you do if it were 120 degrees Fahrenheit in your house?”

There is no fundamental difference between this and the case of historical fiction. In effect, we just created a story about you: “It was 120 degrees in your house. You…”

Like the case of historical fiction, some answers will be more sensible than others, but there is no thing that you really would do in that situation. The story didn’t really take place, but if it did, it would have taken place with a lot more concrete detail, and that concrete detail could determine the specific answer to the question. If Anne of Green Gables were a true story, her concrete situation would have determined what she had for lunch that day. And if it were really 120 degrees in your house, what you would do would depend on how and why things got that way, as well as other factors in your concrete situation.

Some philosophers have spent a lot of time on this kind of counterfactual question, apparently largely from a desire for absolute answers. For example, some suggest that a counterfactual is true if the claim is true in the nearest possible world where the antecedent is true. In a similar way, Molinists argue that in order to be omniscient, God has to know what you would do if it were 120 degrees in your house, and that it must be one specific thing, so that there is one thing that you really would do in that situation. They call this kind of knowledge “middle” knowledge, namely something in between knowledge of what actually is and knowledge of what merely might have been.

All accounts of this kind are wasted effort. The brief account above is sufficient.

Rao’s Divergentism

The main point of this post is to encourage the reader who has not yet done so, to read Venkatesh Rao’s essay Can You Hear Me Now. I will not say too much about it. The purpose is potentially for future reference, and simply to point out a connection with some current topics here.

Rao begins:

The fundamental question of life, the universe and everything is the one popularized by the Verizon guy in the ad: Can you hear me now?

This conclusion grew out of a conversation I had about a year ago, with some friends, in which I proposed a modest-little philosophy I dubbed divergentism. Here is a picture.

https://206hwf3fj4w52u3br03fi242-wpengine.netdna-ssl.com/wp-content/uploads/2015/12/divergentism.jpg

Divergentism is the idea that as individuals grow out into the universe, they diverge from each other in thought-space. This, I argued, is true even if in absolute terms, the sum of shared beliefs is steadily increasing. Because the sum of beliefs that are not shared increases even faster on average. Unfortunately, you are unique, just like everybody else.

If you are a divergentist, you believe that as you age, the average answer to the fundamental Verizon question slowly drifts, as you age, from yes, to no, to silenceIf you’re unlucky, you’re a hedgehog and get unhappier and unhappier about this as you age. If you are lucky, you’re a fox and you increasingly make your peace with this condition. If you’re really lucky, you die too early to notice the slowly descending silence, before it even becomes necessary to Google the phrase existential horror.

To me, this seemed like a completely obvious idea. Much to my delight, most people I ran it by immediately hated it.

The entire essay is worth reading.

I would question whether this is really the “fundamental question of life, the universe, and everything,” but Rao has a point. People do tend to think of their life as meaningful on account of social connections, and if those social connections grow increasingly weaker, they will tend to worry that their life is becoming less meaningful.

The point about the intellectual life of an individual is largely true. This is connected to what I said about the philosophical progress of an individual some days ago. There is also a connection with Kuhn’s idea of how the progress of the sciences causes a gulf to arise between them in such a way that it becomes more and more difficult for scientists in different fields to communicate with one another. If we look at the overall intellectual life of an individual as a sort of individual advancing science, the “sciences” of each individual will generally speaking tend to diverge from one another, allowing less and less communication. This is not about people making mistakes, although obviously making mistakes will contribute to this process. As Rao says, it may be that “the sum of shared beliefs is steadily increasing,” but this will not prevent their intellectual lives overall from diverging, just as the divergence of the sciences does not result from falsity, but from increasingly detailed focus on different truths.

Age of Em

This is Robin Hanson’s first book. Hanson gradually introduces his topic:

You, dear reader, are special. Most humans were born before 1700. And of those born after, you are probably richer and better educated than most. Thus you and most everyone you know are special, elite members of the industrial era.

Like most of your kind, you probably feel superior to your ancestors. Oh, you don’t blame them for learning what they were taught. But you’d shudder to hear of many of your distant farmer ancestors’ habits and attitudes on sanitation, sex, marriage, gender, religion, slavery, war, bosses, inequality, nature, conformity, and family obligations. And you’d also shudder to hear of many habits and attitudes of your even more ancient forager ancestors. Yes, you admit that lacking your wealth your ancestors couldn’t copy some of your habits. Even so, you tend to think that humanity has learned that your ways are better. That is, you believe in social and moral progress.

The problem is, the future will probably hold new kinds of people. Your descendants’ habits and attitudes are likely to differ from yours by as much as yours differ from your ancestors. If you understood just how different your ancestors were, you’d realize that you should expect your descendants to seem quite strange. Historical fiction misleads you, showing your ancestors as more modern than they were. Science fiction similarly misleads you about your descendants.

As an example of the kind of past difference that Robin is discussing, even in the fairly recent past, consider this account by William Ewald of a trial from the sixteenth century:

In 1522 some rats were placed on trial before the ecclesiastical court in Autun. They were charged with a felony: specifically, the crime of having eaten and wantonly destroyed some barley crops in the jurisdiction. A formal complaint against “some rats of the diocese” was presented to the bishop’s vicar, who thereupon cited the culprits to appear on a day certain, and who appointed a local jurist, Barthelemy Chassenée (whose name is sometimes spelled Chassanée, or Chasseneux, or Chasseneuz), to defend them. Chassenée, then forty-two, was known for his learning, but not yet famous; the trial of the rats of Autun was to establish his reputation, and launch a distinguished career in the law.

When his clients failed to appear in court, Chassenée resorted to procedural arguments. His first tactic was to invoke the notion of fair process, and specifically to challenge the original writ for having failed to give the rats due notice. The defendants, he pointed out, were dispersed over a large tract of countryside, and lived in many villages; a single summons was inadequate to notify them all. Moreover, the summons was addressed only to some of the rats of the diocese; but technically it should have been addressed to them all.

Chassenée was successful in his argument, and the court ordered a second summons to be read from the pulpit of every local parish church; this second summons now correctly addressed all the local rats, without exception.

But on the appointed day the rats again failed to appear. Chassenée now made a second argument. His clients, he reminded the court, were widely dispersed; they needed to make preparations for a great migration, and those preparations would take time. The court once again conceded the reasonableness of the argument, and granted a further delay in the proceedings. When the rats a third time failed to appear, Chassenée was ready with a third argument. The first two arguments had relied on the idea of procedural fairness; the third treated the rats as a class of persons who were entitled to equal treatment under the law. He addressed the court at length, and successfully demonstrated that, if a person is cited to appear at a place to which he cannot come in safety, he may lawfully refuse to obey the writ. And a journey to court would entail serious perils for his clients. They were notoriously unpopular in the region; and furthermore they were rightly afraid of their natural enemies, the cats. Moreover (he pointed out to the court) the cats could hardly be regarded as neutral in this dispute; for they belonged to the plaintiffs. He accordingly demanded that the plaintiffs be enjoined by the court, under the threat of severe penalties, to restrain their cats, and prevent them from frightening his clients. The court again found this argument compelling; but now the plaintiffs seem to have come to the end of their patience. They demurred to the motion; the court, unable to settle on the correct period within which the rats must appear, adjourned on the question sine die, and judgment for the rats was granted by default.

Most of us would assume at once that this is all nothing but an elaborate joke; but Ewald strongly argues that it was all quite serious. This would actually be worthy of its own post, but I will leave it aside for now. In any case it illustrates the existence of extremely different attitudes even a few centuries ago.

In any event, Robin continues:

New habits and attitudes result less than you think from moral progress, and more from people adapting to new situations. So many of your descendants’ strange habits and attitudes are likely to violate your concepts of moral progress; what they do may often seem wrong. Also, you likely won’t be able to easily categorize many future ways as either good or evil; they will instead just seem weird. After all, your world hardly fits the morality tales your distant ancestors told; to them you’d just seem weird. Complex realities frustrate simple summaries, and don’t fit simple morality tales.

Many people of a more conservative temperament, such as myself, might wish to swap out “moral progress” here with “moral regress,” but the point stands in any case. This is related to our discussions of the effects of technology and truth on culture, and of the idea of irreversible changes.

Robin finally gets to the point of his book:

This book presents a concrete and plausible yet troubling view of a future full of strange behaviors and attitudes. You may have seen concrete troubling future scenarios before in science fiction. But few of those scenarios are in fact plausible; their details usually make little sense to those with expert understanding. They were designed for entertainment, not realism.

Perhaps you were told that fictional scenarios are the best we can do. If so, I aim to show that you were told wrong. My method is simple. I will start with a particular very disruptive technology often foreseen in futurism and science fiction: brain emulations, in which brains are recorded, copied, and used to make artificial “robot” minds. I will then use standard theories from many physical, human, and social sciences to describe in detail what a world with that future technology would look like.

I may be wrong about some consequences of brain emulations, and I may misapply some science. Even so, the view I offer will still show just how troublingly strange the future can be.

I greatly enjoyed Robin’s book, but unfortunately I have to admit that relatively few people will in general. It is easy enough to see the reason for this from Robin’s introduction. Who would expect to be interested? Possibly those who enjoy the “futurism and science fiction” concerning brain emulations; but if Robin does what he set out to do, those persons will find themselves strangely uninterested. As he says, science fiction is “designed for entertainment, not realism,” while he is attempting to answer the question, “What would this actually be like?” This intention is very remote from the intention of the science fiction, and consequently it will likely appeal to different people.

Whether or not Robin gets the answer to this question right, he definitely succeeds in making his approach and appeal differ from those of science fiction.

One might illustrate this with almost any random passage from the book. Here are portions of his discussion of the climate of em cities:

As we will discuss in Chapter 18, Cities section, em cities are likely to be big, dense, highly cost-effective concentrations of computer and communication hardware. How might such cities interact with their surroundings?

Today, computer and communication hardware is known for being especially temperamental about its environment. Rooms and buildings designed to house such hardware tend to be climate-controlled to ensure stable and low values of temperature, humidity, vibration, dust, and electromagnetic field intensity. Such equipment housing protects it especially well from fire, flood, and security breaches.

The simple assumption is that, compared with our cities today, em cities will also be more climate-controlled to ensure stable and low values of temperature, humidity, vibrations, dust, and electromagnetic signals. These controls may in fact become city level utilities. Large sections of cities, and perhaps entire cities, may be covered, perhaps even domed, to control humidity, dust, and vibration, with city utilities working to absorb remaining pollutants. Emissions within cities may also be strictly controlled.

However, an em city may contain temperatures, pressures, vibrations, and chemical concentrations that are toxic to ordinary humans. If so, ordinary humans are excluded from most places in em cities for safety reasons. In addition, we will see in Chapter 18, Transport section, that many em city transport facilities are unlikely to be well matched to the needs of ordinary humans.

Cities today are the roughest known kind of terrain, in the sense that cities slow down the wind the most compared with other terrain types. Cities also tend to be hotter than neighboring areas. For example, Las Vegas is 7 ° Fahrenheit hotter in the summer than are surrounding areas. This hotter city effect makes ozone pollution worse and this effect is stronger for bigger cities, in the summer, at night, with fewer clouds, and with slower wind (Arnfield 2003).

This is a mild reason to expect em cities to be hotter than other areas, especially at night and in the summer. However, as em cities are packed full of computing hardware, we shall now see that em cities will  actually be much hotter.

While the book considers a wide variety of topics, e.g. the social relationships among ems, which look quite different from the above passage, the general mode of treatment is the same. As Robin put it, he uses “standard theories” to describe the em world, much as he employs standard theories about cities, about temperature and climate, and about computing hardware in the above passage.

One might object that basically Robin is positing a particular technological change (brain emulations), but then assuming that everything else is the same, and working from there. And there is some validity to this objection. But in the end there is actually no better way to try to predict the future; despite David Hume’s opinion, generally the best way to estimate the future is to say, “Things will be pretty much the same.”

At the end of the book, Robin describes various criticisms. First are those who simply said they weren’t interested: “If we include those who declined to read my draft, the most common complaint is probably ‘who cares?'” And indeed, that is what I would expect, since as Robin remarked himself, people are interested in an entertaining account of the future, not an attempt at a detailed description of what is likely.

Others, he says, “doubt that one can ever estimate the social consequences of technologies decades in advance.” This is basically the objection I mentioned above.

He lists one objection that I am partly in agreement with:

Many doubt that brain emulations will be our next huge technology change, and aren’t interested in analyses of the consequences of any big change except the one they personally consider most likely or interesting. Many of these people expect traditional artificial intelligence, that is, hand-coded software, to achieve broad human level abilities before brain emulations appear. I think that past rates of progress in coding smart software suggest that at previous rates it will take two to four centuries to achieve broad human level abilities via this route. These critics often point to exciting recent developments, such as advances in “deep learning,” that they think make prior trends irrelevant.

I don’t think Robin is necessarily mistaken in regard to his expectations about “traditional artificial intelligence,” although he may be, and I don’t find myself uninterested by default in things that I don’t think the most likely. But I do think that traditional artificial intelligence is more likely than his scenario of brain emulations; more on this below.

There are two other likely objections that Robin does not include in this list, although he does touch on them elsewhere. First, people are likely to say that the creation of ems would be immoral, even if it is possible, and similarly that the kinds of habits and lives that he describes would themselves be immoral. On the one hand, this should not be a criticism at all, since Robin can respond that he is simply describing what he thinks is likely, not saying whether it should happen or not; on the other hand, it is in fact obvious that Robin does not have much disapproval, if any, of his scenario. The book ends in fact by calling attention to this objection:

The analysis in this book suggests that lives in the next great era may be as different from our lives as our lives are from farmers’ lives, or farmers’ lives are from foragers’ lives. Many readers of this book, living industrial era lives and sharing industrial era values, may be disturbed to see a forecast of em era descendants with choices and life styles that appear to reject many of the values that they hold dear. Such readers may be tempted to fight to prevent the em future, perhaps preferring a continuation of the industrial era. Such readers may be correct that rejecting the em future holds them true to their core values.

But I advise such readers to first try hard to see this new era in some detail from the point of view of its typical residents. See what they enjoy and what fills them with pride, and listen to their criticisms of your era and values. This book has been designed in part to assist you in such a soul-searching examination. If after reading this book, you still feel compelled to disown your em descendants, I cannot say you are wrong. My job, first and foremost, has been to help you see your descendants clearly, warts and all.

Our own discussions of the flexibility of human morality are relevant. The creatures Robin is describing are in many ways quite different from humans, and it is in fact very appropriate for their morality to differ from human morality.

A second likely objection is that Robin’s ems are simply impossible, on account of the nature of the human mind. I think that this objection is mistaken, but I will leave the details of this explanation for another time. Robin appears to agree with Sean Carroll about the nature of the mind, as can be seen for example in this post. Robin is mistaken about this, for the reasons suggested in my discussion of Carroll’s position. Part of the problem is that Robin does not seem to understand the alternative. Here is a passage from the linked post on Overcoming Bias:

Now what I’ve said so far is usually accepted as uncontroversial, at least when applied to the usual parts of our world, such as rivers, cars, mountains laptops, or ants. But as soon as one claims that all this applies to human minds, suddenly it gets more controversial. People often state things like this:

“I am sure that I’m not just a collection of physical parts interacting, because I’m aware that I feel. I know that physical parts interacting just aren’t the kinds of things that can feel by themselves. So even though I have a physical body made of parts, and there are close correlations between my feelings and the states of my body parts, there must be something more than that to me (and others like me). So there’s a deep mystery: what is this extra stuff, where does it arise, how does it change, and so on. We humans care mainly about feelings, not physical parts interacting; we want to know what out there feels so we can know what to care about.”

But consider a key question: Does this other feeling stuff interact with the familiar parts of our world strongly and reliably enough to usually be the actual cause of humans making statements of feeling like this?

If yes, this is a remarkably strong interaction, making it quite surprising that physicists have missed it so far. So surprising in fact as to be frankly unbelievable. If this type of interaction were remotely as simple as all the interactions we know, then it should be quite measurable with existing equipment. Any interaction not so measurable would have be vastly more complex and context dependent than any we’ve ever seen or considered. Thus I’d bet heavily and confidently that no one will measure such an interaction.

But if no, if this interaction isn’t strong enough to explain human claims of feeling, then we have a remarkable coincidence to explain. Somehow this extra feeling stuff exists, and humans also have a tendency to say that it exists, but these happen for entirely independent reasons. The fact that feeling stuff exists isn’t causing people to claim it exists, nor vice versa. Instead humans have some sort of weird psychological quirk that causes them to make such statements, and they would make such claims even if feeling stuff didn’t exist. But if we have a good alternate explanation for why people tend to make such statements, what need do we have of the hypothesis that feeling stuff actually exists? Such a coincidence seems too remarkable to be believed.

There is a false dichotomy here, and it is the same one that C.S. Lewis falls into when he says, “Either we can know nothing or thought has reasons only, and no causes.” And in general it is like the error of the pre-Socratics, that if a thing has some principles which seem sufficient, it can have no other principles, failing to see that there are several kinds of cause, and each can be complete in its own way. And perhaps I am getting ahead of myself here, since I said this discussion would be for later, but the objection that Robin’s scenario is impossible is mistaken in exactly the same way, and for the same reason: people believe that if a “materialistic” explanation could be given of human behavior in the way that Robin describes, then people do not truly reason, make choices, and so on. But this is simply to adopt the other side of the false dichotomy, much like C.S. Lewis rejects the possibility of causes for our beliefs.

One final point. I mentioned above that I see Robin’s scenario as less plausible than traditional artificial intelligence. I agree with Tyler Cowen in this post. This present post is already long enough, so again I will leave a detailed explanation for another time, but I will remark that Robin and I have a bet on the question.

Science and Certain Theories of Sean Collins

Sean Collins discusses faith and science:

Since at least the time of Descartes, there has come to be a very widespread tendency to see faith as properly the activity of an individual who stands in opposition to a larger, potentially deceptive, world. Faith so conceived is of a piece with individualist notions about the true and the good. At its extreme, the problematic character of faith thus conceived leads some to suppose it can only be an exercise in irrationality. And that is one very common reason why faith, and religion along with it, comes to be  despised.

What needs to be recovered, far away from that extreme, is consciousness of participation as lying at the foundation of all ontology, but in particular at the foundation of what faith is. Faith is knowledge by participation. But what we still tend to have, instead, is an individualist conception even of knowledge itself.

These misconceptions are receding more and more, though, in one very surprising place, namely contemporary science! (It is characteristic of our psychological hypochondria that they recede for us as long as we don’t pay attention to the fact, and thus worry about it.) Everyone uses the expression, “we now know.” “We now know” that our galaxy is but one among many. “We now know” that the blood circulates, and uses hemoglobin to carry oxygen to cells; we now know that there are more than four elements…. One might expect this expression to be disturbing to many people, on account of the contempt for faith I alluded to above; for what the expression refers to is, in fact, a kind of faith within the realm of science. Yet this faith is too manifestly natural for anyone to find it disturbing.  To find it disturbing, one would have to return to the radical neurotic Cartesian individualism, where you sit in a room by yourself and try to deduce all of reality. Most people aren’t devoid of sense enough to do that.

What is especially interesting is that the project of modern science (scientia, knowledge) has itself become obviously too big to continue under the earlier enlightenment paradigm, where we think we must know everything by doing our own experiments and making our own observations. And nobody worries about that fact (at least not as long as “politics,” in the pejorative sense, hasn’t yet entered the picture). Real people understand that there is no reason to worry. They are perfectly content to have faith: that is, to participate in somebody else’s knowledge. An implicit consciousness of a common good in this case makes the individualist conception of faith vanish, and a far truer conception takes its place. This is what real faith — including religious faith — looks like, and it isn’t as different from knowledge or from “reason” as many tend to think.

This is related to our discussion in this previous post, where we pointed out that scientific knowledge has an essential dependence on the work of others, and is not simply a syllogism from first principles that an individual can work out on his own. In this sense, Collins notes, science necessarily involves a kind of faith in the scientific community, past and present, and scientists themselves are not exempt from the need for this faith.

The implication of this is that religious faith should be looked at in much the same way. Religious faith requires faith in a religious community and in revelation from God, and even those in authority in the community are not exempt from the need for this faith. There is no more reason to view this as problematic or irrational than in the case of science.

James Chastek makes a similar argument:

The science of the scientist is, of itself, just as hidden as the God of the priests and consecrated persons. The great majority of persons have no more direct or distinct experience of God than they have a justified insight into scientific claims, and the way in which they could learn the science for themselves if they only had the time and talent is the same way in which they could become preternaturally holy and achieve the unitive way if they only had the time and talent.  If I, lacking the science, trust your testimony about dark matter or global warming (probably after it’s backed up by anecdotes, a gesture at some data, the social pressure to believe, and my sense that you just sound like a smart guy) then I’m in a cognitive state called faith. Taking a pragmatist approach, we come to know the value of science by its fruits in technology just as we know the value of religion though the holiness of the saints. In good logic, Pinker sees the value that many give to holiness as disordered and mistaken,  but there are all sorts of persons who say the same thing about technology.

The similarity between the title of this post and that of the last is not accidental. Dawkins claims that religious beliefs are similar to beliefs in fairies and werewolves, and his claim is empirically false. Likewise Sean Collins and James Chastek claim that religious beliefs are similar to scientific beliefs, and their claim is empirically false.

As in the case of Dawkins, Collins notes from the beginning this empirical discrepancy. Religious faith is seen as “the activity of an individual who stands in opposition to a larger, potentially deceptive, world,” and consequently it appears irrational to many. “And that is one very common reason why faith, and religion along with it, comes to be  despised.” But note that this does not commonly happen with science, even if in principle one could think in the same way about science, as Chastek points to some critics of technology.

While the empirical differences themselves will have their own causes, we can point to one empirical difference in particular that sufficiently explains the different way that people relate to scientific and religious beliefs.

The principle difference is that people speak of “many religions” in the world in a way in which they definitely do not speak of “many sciences.” If we talk of several sciences, we refer to branches of science, and the corresponding speech about religion would be branches of theology. But “many religions” refers to Catholicism, Islam, Judaism, and so on, which contain entirely distinct bodies of theology which are strongly opposed to one another. There is no analog in the case of science. We might be able to find scientific disagreements and even “heresies” like the denial of global warming, but we do not find whole bodies of scientific doctrine about the world which explain the world as a whole and are strongly opposed to one another.

There are many other empirical differences that result from this one difference. People leave their religion and join another, or they give up religion entirely, but you never see people leave their science and join another, or give up science entirely, in the sense of abandoning all scientific beliefs about the world.

This one difference sufficiently explains the suspicion Collins notes regarding religious belief. The size of the discrepancies between religious beliefs implies that many of them are wildly far from reality. And even the religious beliefs that a person might accept are frequently “rather implausible from a relatively neutral point of view,” as Rod Dreher notes. In the case of scientific beliefs, we do find some that are somewhat implausible from a relatively neutral point of view, but we do not find the kind of discrepancy which would force us to say that any of them are wildly far from reality.

A prediction that would follow from my account here would be this: if there were only one religion, in the way that there is only one science, people would not view religion with suspicion, and religious faith would actually be seen as very like scientific faith, basically in the way asserted by Sean Collins.

While we cannot test this prediction directly, consider the following text from St. Augustine:

1. I must express my satisfaction, and congratulations, and admiration, my son Boniface, in that, amid all the cares of wars and arms, you are eagerly anxious to know concerning the things that are of God. From hence it is clear that in you it is actually a part of your military valor to serve in truth the faith which is in Christ. To place, therefore, briefly before your Grace the difference between the errors of the Arians and the Donatists, the Arians say that the Father, the Son, and the Holy Ghost are different in substance; whereas the Donatists do not say this, but acknowledge the unity of substance in the Trinity. And if some even of them have said that the Son was inferior to the Father, yet they have not denied that He is of the same substance; while the greater part of them declare that they hold entirely the same belief regarding the Father and the Son and the Holy Ghost as is held by the Catholic Church. Nor is this the actual question in dispute with them; but they carry on their unhappy strife solely on the question of communion, and in the perversity of their error maintain rebellious hostility against the unity of Christ. But sometimes, as we have heard, some of them, wishing to conciliate the Goths, since they see that they are not without a certain amount of power, profess to entertain the same belief as they. But they are refuted by the authority of their own leaders; for Donatus himself, of whose party they boast themselves to be, is never said to have held this belief.

2. Let not, however, things like these disturb you, my beloved son. For it is foretold to us that there must needs be heresies and stumbling-blocks, that we may be instructed among our enemies; and that so both our faith and our love may be the more approved—our faith, namely, that we should not be deceived by them; and our love, that we should take the utmost pains we can to correct the erring ones themselves; not only watching that they should do no injury to the weak, and that they should be delivered from their wicked error, but also praying for them, that God would open their understanding, and that they might comprehend the Scriptures. For in the sacred books, where the Lord Christ is made manifest, there is also His Church declared; but they, with wondrous blindness, while they would know nothing of Christ Himself save what is revealed in the Scriptures, yet form their notion of His Church from the vanity of human falsehood, instead of learning what it is on the authority of the sacred books.

3. They recognize Christ together with us in that which is written, “They pierced my hands and my feet. They can tell all my bones: they look and stare upon me. They part my garments among them, and cast lots upon my vesture;” and yet they refuse to recognize the Church in that which follows shortly after: “All the ends of the world shall remember, and turn unto the Lord; and all the kindreds of the nations shall worship before You. For the kingdom is the Lord’s; and He is the Governor among the nations.” They recognize Christ together with us in that which is written, “The Lord has said unto me, You are my Son, this day have I begotten You;” and they will not recognize the Church in that which follows: “Ask of me, and I shall give You the heathen for Your inheritance, and the uttermost parts of the earth for Your possession.” They recognize Christ together with us in that which the Lord Himself says in the gospel, “Thus it behooved Christ to suffer, and to rise from the dead the third day;” and they will not recognize the Church in that which follows: “And that repentance and remission of sins should be preached in His name among all nations, beginning at Jerusalem.” Luke 24:46-47 And the testimonies in the sacred books are without number, all of which it has not been necessary for me to crowd together into this book. And in all of them, as the Lord Christ is made manifest, whether in accordance with His Godhead, in which He is equal to the Father, so that, “In the beginning was the Word, and; the Word was with God, and the Word was God;” or according to the humility of the flesh which He took upon Him, whereby “the Word was made flesh and dwelt among us;” so is His Church made manifest, not in Africa alone, as they most impudently venture in the madness of their vanity to assert, but spread abroad throughout the world.

4. For they prefer to the testimonies of Holy Writ their own contentions, because, in the case of Cæcilianus, formerly a bishop of the Church of Carthage, against whom they brought charges which they were and are unable to substantiate, they separated themselves from the Catholic Church—that is, from the unity of all nations. Although, even if the charges had been true which were brought by them against Cæcilianus, and could at length be proved to us, yet, though we might pronounce an anathema upon him even in the grave, we are still bound not for the sake of any man to leave the Church, which rests for its foundation on divine witness, and is not the figment of litigious opinions, seeing that it is better to trust in the Lord than to put confidence in man. For we cannot allow that if Cæcilianus had erred,— a supposition which I make without prejudice to his integrity—Christ should therefore have forfeited His inheritance. It is easy for a man to believe of his fellow-men either what is true or what is false; but it marks abandoned impudence to desire to condemn the communion of the whole world on account of charges alleged against a man, of which you cannot establish the truth in the face of the world.

5. Whether Cæcilianus was ordained by men who had delivered up the sacred books, I do not know. I did not see it, I heard it only from his enemies. It is not declared to me in the law of God, or in the utterances of the prophets, or in the holy poetry of the Psalms, or in the writings of any one of Christ’s apostles, or in the eloquence of Christ Himself. But the evidence of all the several scriptures with one accord proclaims the Church spread abroad throughout the world, with which the faction of Donatus does not hold communion. The law of God declared, “In your seed shall all the nations of the earth be blessed.” Genesis 26:4 The Lord said by the mouth of His prophet, “From the rising of the sun, even unto the going down of the same, a pure sacrifice shall be offered unto my name: for my name shall be great among the heathen.” Malachi 1:11 The Lord said through the Psalmist, “He shall have dominion also from sea to sea, and from the river unto the ends of the earth.” The Lord said by His apostle, “The gospel has come unto you, as it is in all the world, and brings forth fruit.” Colossians 1:6 The Son of God said with His own mouth, “You shall be witnesses unto me, both in Jerusalem, and in all Judea, and in Samaria, and even unto the uttermost part of the earth.” Acts 1:8 Cæcilianus, the bishop of the Church of Carthage, is accused with the contentiousness of men; the Church of Christ, established among all nations, is recommended by the voice of God. Mere piety, truth, and love forbid us to receive against Cæcilianus the testimony of men whom we do not find in the Church, which has the testimony of God; for those who do not follow the testimony of God have forfeited the weight which otherwise would attach to their testimony as men.

Note the source of St. Augustine’s confidence. It is the “unity of the whole world.” It is “abandoned impudence to desire to condemn the communion of the whole world.” The Catholic Church is “established among all nations,” and this is reason to accept it instead of the doctrines of the heretics.

The comparison between religious beliefs and scientific beliefs applies much better to the time of St. Augustine. Even St. Augustine would know that alternate religions exist, but in a similar sense there might have appeared to be potentially many sciences, insofar as science is not at the time a unified body of ideas attempting to explain the world. Thales held that all things are derived from water, while others came out in favor of air or fire.

Nonetheless, even at the time of St. Augustine, there are seeds of the difference. Unknown to St. Augustine, native Americans of the time were certainly practicing entirely different religions. And while I made the comparison between religious heresy and dissent on certain scientific questions above, these in practice have their own differences. Religious heresy of itself contains a seed of schism, and thus the possibility of establishing a new religion. Scientific disagreement even of the kind that might be compared with “heresy,” never leads to the development of a new set of scientific doctrines about the world that can be considered an alternative science.

In contrast, if even religious heresy had not existed, St. Augustine would be entirely right simply to point to the consent of the world. Aristotle frequently points to the agreement of all men as one of the best signs of truth, for example here:

And about all these matters the endeavor must be made to seek to convince by means of rational arguments, using observed facts as evidences and examples. For the best thing would be if all mankind were seen to be in agreement with the views that will be stated, but failing that, at any rate that all should agree in some way. And this they will do if led to change their ground, for everyone has something relative to contribute to the truth, and we must start from this to give a sort of proof about our views; for from statements that are true but not clearly expressed, as we advance, clearness will also be attained, if at every stage we adopt more scientific positions in exchange for the customary confused statements.

And indeed, if there were in this way one religion with which all were in agreement, it is not merely that they would agree in fact, since this is posited, but the agreement of each would have an extremely reasonable foundation. In this situation, it would be quite reasonable to speak of religious faith and scientific faith as roughly equivalent.

In the real world, however, religious beliefs are neither like beliefs in fairies and unicorns, nor like scientific beliefs.

But as Aristotle says, “everyone has something relative to contribute to the truth,” and just as we saw some true elements in Dawkins’s point in the previous post, so there is some truth to the comparisons made by Collins and Chastek. This is in fact part of the reason why Dawkins’s basic point is mistaken. He fails to consider religious belief as a way of participating in a community, and thus does not see a difference from beliefs in werewolves and the like.

Pope Antiochus Epiphanes

The first book of Maccabees tells the history of Antiochus Epiphanes:

From them came forth a sinful root, Antiochus Epiphanes, son of King Antiochus; he had been a hostage in Rome. He began to reign in the one hundred thirty-seventh year of the kingdom of the Greeks.

In those days certain renegades came out from Israel and misled many, saying, “Let us go and make a covenant with the Gentiles around us, for since we separated from them many disasters have come upon us.” This proposal pleased them, and some of the people eagerly went to the king, who authorized them to observe the ordinances of the Gentiles. So they built a gymnasium in Jerusalem, according to Gentile custom, and removed the marks of circumcision, and abandoned the holy covenant. They joined with the Gentiles and sold themselves to do evil.

Then the king wrote to his whole kingdom that all should be one people, and that all should give up their particular customs. All the Gentiles accepted the command of the king. Many even from Israel gladly adopted his religion; they sacrificed to idols and profaned the sabbath. And the king sent letters by messengers to Jerusalem and the towns of Judah; he directed them to follow customs strange to the land, to forbid burnt offerings and sacrifices and drink offerings in the sanctuary, to profane sabbaths and festivals, to defile the sanctuary and the priests, to build altars and sacred precincts and shrines for idols, to sacrifice swine and other unclean animals, and to leave their sons uncircumcised. They were to make themselves abominable by everything unclean and profane, so that they would forget the law and change all the ordinances. He added, “And whoever does not obey the command of the king shall die.”

This led to the persecution discussed in the last past.

It is not difficult to find analogies with the Jewish attitude described there, that one should not depart from one’s traditions in any detail, neither to the right nor to the left. This compares pretty well, for example, with the attitudes of many Catholic traditionalists today. Simply consider this post the other day by Steve Skojec:

OnePeterFive exists because we have a vision for the Church. It is a vision not of our own making, but one that has been inherited from our forebears in the Faith. We look back over the continuity of 20 centuries. We observe the struggles, the heartache, even the martyrdom — but also the accomplishments, the civilization-building prowess, the glory and honor of Christendom. Our motto here seems simple, but it entails a great deal. How do we “rebuild Catholic Culture and restore Catholic Tradition?”

One painstaking day at a time.

We confront what is happening in the Church because we know this is not how it should be. We know, by reviewing times past, what the Church could be again. Catholicism is the greatest thing that has ever happened to the world — first and foremost, through the unique and exclusive salvific graces Our Holy Mother Church provides to mankind — but also through her influences on art, music, law, governance, science, education, and everything that makes civilization possible. And we know that the Church can be — that it will be — the guiding force of the world again.

Every day, we get up and ask God for help and guidance in this overwhelming task. We brace ourselves as we survey the devastated visage of this crowning achievement of human history. We look for the evil lurking in the shadows, and we shine the light. We look for the good that is, or was, and we begin the process of restoration and recovery.

We do this work because we love the Catholic Church, and we want to see it made great again. Because we believe that nothing is more important than returning the Church’s focus to her most important mission: the salvation of souls — knowing that all these other things will flow naturally from the first.

There are some differences, of course. The purposes seem to be different, insofar as Steve says that the purpose is “the salvation of souls,” while Mattathias says that the purpose is to “live by the covenant of our ancestors.” And Steve is interested in restoration and rebuilding, while Mattathias wants to preserve what is already present, or at least was recently present, in his community. But the fundamental orientation is the same: it is such and such a concrete culture, as a whole and in every detail, that must be preserved, or if no longer present, restored. One should depart from that culture neither to the right nor to the left.

Early in his pontificate, Pope Francis in his Apostolic Exhortation Evangelii Gaudium discusses his intentions:

25. I am aware that nowadays documents do not arouse the same interest as in the past and that they are quickly forgotten. Nevertheless, I want to emphasize that what I am trying to express here has a programmatic significance and important consequences. I hope that all communities will devote the necessary effort to advancing along the path of a pastoral and missionary conversion which cannot leave things as they presently are. “Mere administration” can no longer be enough. Throughout the world, let us be “permanently in a state of mission”.

26. Paul VI invited us to deepen the call to renewal and to make it clear that renewal does not only concern individuals but the entire Church. Let us return to a memorable text which continues to challenge us. “The Church must look with penetrating eyes within herself, ponder the mystery of her own being… This vivid and lively self-awareness inevitably leads to a comparison between the ideal image of the Church as Christ envisaged her and loved her as his holy and spotless bride (cf. Eph 5:27), and the actual image which the Church presents to the world today… This is the source of the Church’s heroic and impatient struggle for renewal: the struggle to correct those flaws introduced by her members which her own self-examination, mirroring her exemplar, Christ, points out to her and condemns”. The Second Vatican Council presented ecclesial conversion as openness to a constant self-renewal born of fidelity to Jesus Christ: “Every renewal of the Church essentially consists in an increase of fidelity to her own calling… Christ summons the Church as she goes her pilgrim way… to that continual reformation of which she always has need, in so far as she is a human institution here on earth”.

There are ecclesial structures which can hamper efforts at evangelization, yet even good structures are only helpful when there is a life constantly driving, sustaining and assessing them. Without new life and an authentic evangelical spirit, without the Church’s “fidelity to her own calling”, any new structure will soon prove ineffective.

An ecclesial renewal which cannot be deferred

27. I dream of a “missionary option”, that is, a missionary impulse capable of transforming everything, so that the Church’s customs, ways of doing things, times and schedules, language and structures can be suitably channeled for the evangelization of today’s world rather than for her self-preservation. The renewal of structures demanded by pastoral conversion can only be understood in this light: as part of an effort to make them more mission-oriented, to make ordinary pastoral activity on every level more inclusive and open, to inspire in pastoral workers a constant desire to go forth and in this way to elicit a positive response from all those whom Jesus summons to friendship with himself. As John Paul II once said to the Bishops of Oceania: “All renewal in the Church must have mission as its goal if it is not to fall prey to a kind of ecclesial introversion”.

If we do not read carefully, and if we were completely ignorant of the conditions of the real world, this could seem pretty consistent with Steve Skojec’s remarks. The Pope wants “renewal,” while Steve wants “rebuilding” and “restoration.” The Pope says that the Church should be faithful to her calling, and it is hard to see Steve disagreeing with that.

Nonetheless, a more careful reading, and knowledge of the real world, leads one rather to say that we have here virtually the most violent opposition possible. Pope Francis in fact more or less foresees the difference between the careless and careful readings when he says, “I am aware that nowadays documents do not arouse the same interest as in the past and that they are quickly forgotten. Nevertheless, I want to emphasize that what I am trying to express here has a programmatic significance and important consequences.”

The basic difference is this: for Steve, renewal would consist in rebuilding and restoring. What Pope Francis wants, as Steve would consider it, would consist in tearing down and destroying. This is made clear most of all when the Pope says that the Church needs an impulse “capable of transforming everything,” in such way that things are “channeled for the evangelization of today’s world rather than for her [the Church’s] self-preservation.”

Steve might agree that everything needs to be transformed. But definitely not in the way that the Pope wants it transformed, but rather in the way the Pope rejects in the phrase, “rather than for her self-preservation.”

What does Pope Francis mean by this? It is easy to see that the Pope wants to preserve the existence of the Church, and in fact is proposing a means to accomplish it. Earlier in the text, the Pope says:

Lastly, we cannot forget that evangelization is first and foremost about preaching the Gospel to those who do not know Jesus Christ or who have always rejected him. Many of them are quietly seeking God, led by a yearning to see his face, even in countries of ancient Christian tradition. All of them have a right to receive the Gospel. Christians have the duty to proclaim the Gospel without excluding anyone. Instead of seeming to impose new obligations, they should appear as people who wish to share their joy, who point to a horizon of beauty and who invite others to a delicious banquet. It is not by proselytizing that the Church grows, but “by attraction”.

The Church is to be preserved by transforming everything in such a way that it becomes attractive to those outside, who will then enter it for the sake of the joy and the beauty they see. Once again, Steve Skojec might find himself mainly in agreement, but the disagreement is about what kind of transformation is needed. For Steve, we need to rebuild what already was in the past. For the Pope, we have to leave that behind forever. This is actually why he rejects “self-preservation,” even while proposing a means for the Church to preserve itself. His real rejection is a rejection of preserving what was in the past.

The Pope is not wrong that the Church has often been harmed in the past by a “self-preserving” attitude, as for example in the case we discussed concerning the text of St. John. But it does not follow that the Pope’s proposal to “transform everything” is necessarily a good idea either. In any case, we can leave this for another time.

The disagreement at least is clear. Steve wishes to rebuild and restore all that was; the Pope wishes to abandon all of that, and transform everything in a completely new way. This is why I said that there is really the most violent opposition possible here. For the traditionalist, the intentions of Pope Francis are like the intentions of Antiochus Epiphanes in the passage above: the elimination of the previously existing culture and its replacement with something new.

The natural consequence of this situation is this kind of talk about persecution.

Neither to the Right nor to the Left

Consider this passage from 1st Maccabees, previously discussed here and here:

The king’s officers who were enforcing the apostasy came to the town of Modein to make them offer sacrifice. Many from Israel came to them; and Mattathias and his sons were assembled. Then the king’s officers spoke to Mattathias as follows: “You are a leader, honored and great in this town, and supported by sons and brothers. Now be the first to come and do what the king commands, as all the Gentiles and the people of Judah and those that are left in Jerusalem have done. Then you and your sons will be numbered among the Friends of the king, and you and your sons will be honored with silver and gold and many gifts.”

But Mattathias answered and said in a loud voice: “Even if all the nations that live under the rule of the king obey him, and have chosen to obey his commandments, every one of them abandoning the religion of their ancestors, I and my sons and my brothers will continue to live by the covenant of our ancestors. Far be it from us to desert the law and the ordinances. We will not obey the king’s words by turning aside from our religion to the right hand or to the left.”

As I said earlier, the main thing here is not to say that “our religious beliefs are true,” but fidelity to “the covenant of our ancestors.” We can note also the mention of “the law and the ordinances,” which is not mainly about what is true, but about what should be done.

This idea of fidelity to the ancestors appears to have been a fairly typical attitude of the Jewish people throughout history, perhaps explaining why they managed to remain a fairly coherent people even while deprived of a country for many centuries. This is unusual but not unique.

Maimonides explains the situations in which one should be willing to sacrifice one’s life rather than violate the law:

The entire house of Israel are commanded regarding the sanctification of [God’s] great name, as [Leviticus 22:32] states: “And I shall be sanctified amidst the children of Israel.” Also, they are warned against desecrating [His holy name], as [the above verse] states: “And they shall not desecrate My holy name.”

What is implied? Should a gentile arise and force a Jew to violate one of the Torah‘s commandments at the pain of death, he should violate the commandment rather than be killed, because [Leviticus 18:5] states concerning the mitzvot: “which a man will perform and live by them.” [They were given so that] one may live by them and not die because of them. If a person dies rather than transgress, he is held accountable for his life.

When does the above apply? With regard to other mitzvot, with the exception of the worship of other gods, forbidden sexual relations, and murder. However, with regard to these three sins, if one is ordered: “Transgress one of them or be killed,” one should sacrifice his life rather than transgress.

When does the above apply? When the gentile desires his own personal benefit – for example, he forces a person to build a house or cook food for him on the Sabbath, he rapes a woman, or the like. However, if his intention is solely to have him violate the mitzvot, [the following rules apply:] If he is alone and there are not ten other Jews present, he should transgress and not sacrifice his life. However, if he forces him [to transgress] with the intention that he violate [a mitzvah] in the presence of ten Jews, he should sacrifice his life and not transgress. [This applies] even if [the gentile] intended merely that he violate only one of the [Torah’s] mitzvot.

All the above [distinctions] apply [only in times] other than times of a decree. However, in times of a decree – i.e., when a wicked king like Nebuchadnezzar or his like will arise and issue a decree against the Jews to nullify their faith or one of the mitzvot – one should sacrifice one’s life rather than transgress any of the other mitzvot, whether one is compelled [to transgress] amidst ten [Jews] or one is compelled [to transgress merely] amidst gentiles.

The basic idea is that ordinary situations and in unimportant matters, it is better to violate the law than to be killed, but one must be willing to be killed in order to avoid violating the law in important ways, which Maimonides specifies as “the worship of other gods, forbidden sexual relations, and murder.”

But in two situations, he says, you must be willing to die for any law or custom whatsoever, no matter how small: when a gentile is trying to make you violate the law before other Jews simply for the sake of scandal, or when an oppressor attempts to suppress the Jewish faith, laws or customs.

This would not be understood only to refer to violations of things commanded in Scripture, but to any Jewish custom whatsoever. For example, the Talmud says:

When R. Dimi came, he said: This was taught only if there is no royal decree, but if there is a royal decree, one must incur martyrdom rather than transgress even a minor precept. When Rabin came, he said in R. Johanan’s name: Even without a royal decree, it was only permitted in private; but in public one must be martyred even for a minor precept rather than violate it. What is meant by a ‘minor precept’? — Raba son of R. Isaac said in Rab’s name: Even to change one’s shoe strap.

The example of a “minor precept” is that if the Jews of a certain time and place wear sandals or shoes that differ from those of the gentiles, one must be prepared to suffer martyrdom rather than change even the details of one’s shoes, at least in the two situations discussed above.

We Didn’t Really Mean It

The Holy Office later published an interpretation of its 1897 ruling on the letter of John:

At this response there arose on June 2, 1927, the following declaration, at first given privately by the same Sacred Congregation and afterwards repeated many times, which was made a part of public law in EB n. 121 by authority of the Holy Office itself:
“This decree was passed to check the audacity of private teachers who attributed to themselves the right either of rejecting entirely the authenticity of the Johannine comma, or at least of calling it into question by their own final judgment. But it was not meant at all to prevent Catholic writers from investigating the subject more fully and, after weighing the arguments accurately on both sides, with that and temperance which the gravity of the subject requires, from inclining toward an opinion in opposition to its authenticity, provided they professed that they were ready to abide by the judgment of the Church, to which the duty was delegated by Jesus Christ not only of interpreting Holy Scripture but also of guarding it faithfully.”

It seems reasonable to take this more or less at face value. However, it is not really an interpretation of the meaning of the earlier ruling, but rather of its motive, and one that basically undercuts the original ruling.

Why was it necessary for this interpretation to be given privately “many times” before it was published? The original ruling essentially said that one could not even call the authenticity of the text into question. This would leave people who desired to be obedient to the ruling with no alternative but to firmly assert the authenticity of the text. Since many Catholic scholars could see that this went against the facts in manifest ways, there were consequently many who appealed in private for an interpretation which would permit them to question the authenticity of the text.

Even if we accept the basic honesty of the explanation, however, the original ruling exists in a broader context, of which the 1909 Pontifical Biblical Commission statement on Genesis is one example, which suggests a more general idea: the “audacity of private teachers” is doing damage to the Church, and therefore such audacity must be repressed. Regardless of whether repression was the correct response, the first part was true: damage was indeed being done. Audacity however was no necessary part of this process, since seeking the truth would do just as well.

Truth and Culture

Just as progress in technology causes a declining culture, so also progress in truth.

This might seem a surprising assertion, but some thought will reveal that it must be so. Just as cultural practices are intertwined with the existing conditions of technology, so also such practices are bound up with explicit and implicit claims about the world, about morality, about human society, and so on. Progress in truth will sometimes confirm these claims even more strongly, but this will merely leave the culture approximately as it stands. But there will also be times when progress in truth will weaken these claims, or even show them to be false. This will necessarily strike a blow against the existing culture, damaging it much as changes in technology do.

Consider our discussion of the Maccabees. As I said there, Mattathias seems to suggest that abandoning the religion of one’s ancestors is bad for anyone, not only for the Jews. This is quite credible in the case in the particular scenario there considered, where people are being compelled by force to give up their customs and their religion. But consider the situation where the simple progress of truth causes one to revise or abandon various religious claims, as in the case we discussed concerning the Jehovah’s Witnesses. If any of these claims are bound up with one’s culture and religious practices, this progress will necessarily damage the currently existing culture. In the case of the Maccabees, they have the fairly realistic choice to refuse to obey the orders of the king. But the Jehovah’s Witnesses do not have any corresponding realistic choice to insist that the world really did end in 1914. So the Jews could avoid the threatened damage, but the Jehovah’s Witnesses cannot.

Someone might respond, “That’s too bad for people who believe in false religions. Okay, so the progress of truth will inevitably damage or destroy their religious and cultural practices. But my religion is true, and so it is immune to such effects.”

It is evident that your religion might true in the sense defined in the linked post without being immune to such effects. More remarkably, however, your religion might be true in a much more robust sense, and yet still not possess such an immunity.

Consider the case in the last post regarding the Comma. We might suppose that this is merely a technical academic question that has no relevance for real life. But this is not true: the text from John was read, including the Trinitarian reference, in the traditional liturgy, as for example on Low Sunday. Liturgical rites are a part of culture and a part of people’s real life. So the question is definitely relevant to real life.

We might respond that the technical academic question does not have to affect the liturgy. We can just keep doing what we were doing before. And therefore the progress of truth will not do any damage to the existing liturgical rite.

I am quite sympathetic to this point of view, but it is not really true that no damage is done even when we adopt this mode of proceeding. The text is read after the announcement, “A reading from a letter of the blessed John the Apostle,” and thus there is at least an implicit assertion that the text comes from St. John, or at any rate the liturgical rite is related to this implicit assertion. Now we might say that it is not the business of liturgical rites to make technical academic assertions. And this may be so, but the point is related to what I said at the beginning of this post: cultural practices, and liturgical rites as one example of them, are bound up with implicit or explicit claims about the world, and we are here discussing one example of such an intertwining.

And this damage inflicted on the liturgical rite by the discovery of the truth of the matter cannot be avoided, whether or not we change the rite. The Catholic Church did in fact change the rite (and the official version of the Vulgate), and no longer includes the Trinitarian reference. And so the liturgical rite was in fact damaged. But even if we leave the practice the same, as suggested above, it may be that less damage will be done, but damage will still be done. As I conceded here, a celebration or a liturgical rite will become less meaningful if one believes in it less. In the current discussion about the text of John, we are not talking about a wholesale disbelief, but simply about the admission that the Trinitarian reference is not an actual part of John’s text. This will necessarily make the rite less meaningful, although in a very minor way.

This is why I stated above that the principle under discussion is general, and would apply even in the case of a religion which is true in a fairly robust sense: even minor inaccuracies in the implicit assumptions of one’s religious practices will mean that the discovery of the truth of the matter in those cases will be damaging to one’s religious culture, if only in minor ways.

All of this generalizes in obvious ways to all sorts of cultural practices, not only to religious practices. It might seem odd to talk about a “discovery” that slavery is wrong, but insofar as there was such a discovery, it was damaging to the culture of the Confederacy before the Civil War.

Someone will object. Slavery is actually bad, so banning it only makes things better, and in no way makes them worse. But this is not true: taking away something bad can certainly makes things worse in various ways. For example, if a slaver owner is suddenly forced to release his slaves, he might be forced to close his business, which means that his customers will no longer receive service.

Not relevant, our objector will respond. Sure, there might be some inconveniences that result from releasing the slaves. But slavery is really bad, and once we’ve freed the slaves we can build a better world without it. The slave owner can start a new business that doesn’t depend on slavery, and things will end up better.

It is easy to see that insofar as there is any truth in the objections, all of it can be applied in other cases, as in the case of liturgical rites we have discussed above, and not only to moral matters. Falsity is also a bad thing, and if we remove it, there “might be some inconveniences,” but just as we have cleared the way for the slave owner to do something better, so we have cleared the way for the formation of liturgical rites which are more fully rooted in the truth. We can build a better world that is not associated with the false idea about the text of John, and things will end up better.

I have my reservations. But the objector is not entirely wrong, and one who wishes to think through this line of argument might also begin to respond to these questions raised earlier.

Modernism Responds to Pius X

Earlier I quoted Pope Pius X against the Modernists:

4. But since the Modernists (as they are commonly and rightly called) employ a very clever artifice, namely, to present their doctrines without order and systematic arrangement into one whole, scattered and disjointed one from another, so as to appear to be in doubt and uncertainty, while they are in reality firm and steadfast, it will be of advantage, Venerable Brethren, to bring their teachings together here into one group, and to point out the connexion between them, and thus to pass to an examination of the sources of the errors, and to prescribe remedies for averting the evil.

Pius X proceeds to begin to lay out the doctrines of the modernists as “firm and steadfast,” and as a systematic whole:

5. To proceed in an orderly manner in this recondite subject, it must first of all be noted that every Modernist sustains and comprises within himself many personalities; he is a philosopher, a believer, a theologian, an historian, a critic, an apologist, a reformer. These roles must be clearly distinguished from one another by all who would accurately know their system and thoroughly comprehend the principles and the consequences of their doctrines.

Agnosticism its Philosophical Foundation

6. We begin, then, with the philosopher. Modernists place the foundation of religious philosophy in that doctrine which is usually called Agnosticism. According to this teaching human reason is confined entirely within the field of phenomena, that is to say, to things that are perceptible to the senses, and in the manner in which they are perceptible; it has no right and no power to transgress these limits. Hence it is incapable of lifting itself up to God, and of recognising His existence, even by means of visible things. From this it is inferred that God can never be the direct object of science, and that, as regards history, He must not be considered as an historical subject. Given these premises, all will readily perceive what becomes of Natural Theology, of the motives of credibility, of external revelation. The Modernists simply make away with them altogether; they include them in Intellectualism, which they call a ridiculous and long ago defunct system. Nor does the fact that the Church has formally condemned these portentous errors exercise the slightest restraint upon them. Yet the Vatican Council has defined, “If anyone says that the one true God, our Creator and Lord, cannot be known with certainty by the natural light of human reason by means of the things that are made, let him be anathema” (De Revel., can. I); and also: “If anyone says that it is not possible or not expedient that man be taught, through the medium of divine revelation, about God and the worship to be paid Him, let him be anathema” (Ibid., can. 2); and finally, “If anyone says that divine revelation cannot be made credible by external signs, and that therefore men should be drawn to the faith only by their personal internal experience or by private inspiration, let him be anathema” (De Fide, can. 3). But how the Modernists make the transition from Agnosticism, which is a state of pure nescience, to scientific and historic Atheism, which is a doctrine of positive denial; and consequently, by what legitimate process of reasoning, starting from ignorance as to whether God has in fact intervened in the history of the human race or not, they proceed, in their explanation of this history, to ignore God altogether, as if He really had not intervened, let him answer who can. Yet it is a fixed and established principle among them that both science and history must be atheistic: and within their boundaries there is room for nothing but phenomena; God and all that is divine are utterly excluded. We shall soon see clearly what, according to this most absurd teaching, must be held touching the most sacred Person of Christ, what concerning the mysteries of His life and death, and of His Resurrection and Ascension into heaven.

As I remarked in the earlier post, Pope Pius X’s condemnation is sweeping and general, and surely many of the people who possessed many of the attitudes that the Pope considered modernist did not in fact embrace a systematic view such as the above. In a Modernist response, anonymous just as those accused by the encyclical are anonymous, one or some of the modernists responded to the encyclical (taken from the opening of this book):

A document so weighty, both in substance and form, as the Encyclical which we have reproduced at the end of this book; an attempt so deliberate to present “Modernist”* views to the public under a false and unfavorable light; a condemnation so authoritative of us Modernists as dangerous foes of Christian piety and unconscious promoters of atheism, make it a duty, which we owe to our own conscience, to the collective conscience, of the faithful, and to an anxious and expectant public, to lay bare our whole mind without reserve or concealment. We cannot possibly remain silent under the violent accusation which the chief authority of the Church, albeit recognizing us as her faithful subjects and as resolved to cling to her till our last breath, heaps upon our head. Hence there is nothing arrogant in our reply, since it is an elementary principle of justice for those who are accused to defend themselves; nor can we believe that this right has been taken from us at a moment so critical for the fortunes of Catholic Christianity.

They remark in the note on the name “Modernist”:

Let us say, once and for all, that we use this term only that we may be understood by those who have learnt it from the Encyclical, and that we do not need a new name to describe an attitude which we consider to be simply that of Christians and Catholics who live in harmony with the spirit of their day.

The following chapter begins to comment on the “systematic arrangement” laid out by Pius X:

First of all we must lay bare an equivocation by which inexpert readers of the Encyclical might easily be misled. That document starts with the assumption that there lies at the root of Modernism a certain philosophical system from which we deduce our critical methods, whether biblical or historical; in other words, that our zeal to reconcile the doctrines of Catholic tradition with the conclusions of positive science springs really from some theoretical apriorism which we defend through our ignorance of scholasticism and the rebellious pride of our reason. Now the assertion is false, and since it is the basis on which the Encyclical arranges its various arguments we cannot in our reply follow the order of that fallacious arrangement; but we must first of all show the utter emptiness of this allegation, and then discuss the theories which the Encyclical imputes to us.

In truth, the historical development, the methods and programme of so-called Modernism are very different from what they are said to be by the compilers of Pascendi Gregis.

So far from our philosophy dictating our critical method, it is the critical method that has, of its own accord, forced us to a very tentative and uncertain formulation of various philosophical conclusions, or better still, to a clearer exposition of certain ways of thinking to which Catholic apologetic has never been wholly a stranger. This independence of our criticism in respect to our purely tentative philosophy is evident in many ways.

First of all, of their own nature, textual criticism, as well as the so-called Higher Criticism (that is, the internal analysis of biblical documents with a view to establishing their origin and value), prescind entirely from philosophical assumptions. A single luminous example will suffice–that furnished by the question of the Comma Johanneum–now settled for ever. In past days when theologians wanted to prove the doctrine of the Trinity they never omitted to quote from the Vulgate (1 John v. 7): “There are three that bear record in Heaven, the Father, the Word, and the Holy Ghost.” Now the italicized words are lacking in all the Greek MSS. of to-day, cursive or uncial, and in all the Greek epistolaries and lectionaries, and in all the ancient translations, except the Vulgate, in the works of the Greek Fathers and of other Greek writers prior to the the twelfth century, in those of all the ancient Syrian and Armenian writers, and in those of a great number of the Latin Fathers. This silence of East and West is all the more remarkable as the passage would have been of priceless value in the Arian controversy. That it was not then appealed to, proves that it did not exist at the beginning of the fourth century. Moreove, a collation of MSS. and their comparison with the works of the heretic Priscillian, discovered a few years ago, makes it clear that the verse in question comes from Spain, and was fabricated by that heretic (A.D. 384) in favour of his trinitarian views, of which Peregrinus made himself the propagandist. Now it is plain that in order to arrive at such a conclusion and to study such a literary problem critically, no sort of philosophical doctrine or presupposition is required. The same can be said of a whole host of biblical and historical problems whose impartial solutions, leading to results so different from those of traditional Catholic criticism, are the true cause of that revolution in religious apologetic which we find forced upon us by sheer necessity. Does one really need any special philosophical preparation to trace a diversity of sources in the Pentateuch, or to convince oneself, by the most superficial comparison of texts, that the Fourth Gospel is a substantially different kind of work from the synoptics, or that the Nicene Creed is essentially a development of the Apostles’ Creed?

The modernists have the better of the argument here. One might say that this kind of argument regarding the Comma involves philosophical presuppositions only by making arguments like, “This presupposes that our memory is valid,” “This presupposes that these manuscripts really come from those times,” “This presupposes that the others who have studied this question were being basically honest,” and so on. But these things are really just common sense, not some special philosophy. Nor are they even premises, in general, in the sense that my memory of drinking coffee this morning is not a premise in an argument that I drank coffee this morning; I simply assert that I did, and my memory is an efficient cause of my statement, not an argument for it.

The modernists bring up this example not as an irrelevant detail, but because it was precisely the kind of thing they were criticized for. Thus we have this from the Acta Sanctae Sedis in 1897 [this document, page 637]:

« Utrum tuto negari, aut saltem in dubium revocari possit
« esse authenticum textum S. Ioannis, in epistola prima, capo V,
« vers. 7, quod sic se habet: Quoniam tres sunt, qui testimonium
« dant in coelo: Pater, Verbum et Spiritus Sanctus: et hi tres
« unum sunt? »
Omnibus diligentissimo examine perpensis, praehabito que
DD. Consultorum voto, iidem Emi Cardinales respondendum
mandarunt: « Negative ».

The decree asserts that the authenticity of the text cannot be safely denied or even called into doubt. Now I have previously discussed such decrees. These should never be understood as attempting to settle the truth of the matter definitively. Rather they are making a rule: you are not allowed to deny this or even to call it into question.

Pope Pius X complains in Pascendi:

Finally, and this almost destroys all hope of cure, their very doctrines have given such a bent to their minds, that they disdain all authority and brook no restraint; and relying upon a false conscience, they attempt to ascribe to a love of truth that which is in reality the result of pride and obstinacy.

For Pope Pius X, calling into question the authenticity of the Comma would be “the result of pride and obstinacy,” because one questioning it would be in disobedience to the above decree. But given the kinds of arguments that are involved, it is easy enough to see why the people questioning it would ascribe this rather to a love of truth.

All of this might call to mind earlier debates. Here is Philip Gosse, quoted at length in the linked post:

I am not assuming here that the Inspired Word has been rightly read; I merely say that the plain straightforward meaning, the meaning that lies manifestly on the face of the passages in question, is in opposition with the conclusions which geologists have formed, as to the antiquity and the genesis of the globe on which we live.

Perhaps the simple, superficial sense of the Word is not the correct one; but it is at least that which its readers, learned and unlearned, had been generally content with before; and which would, I suppose, scarcely have been questioned, but for what appeared the exigencies of geological facts.

Now while there are, unhappily, not a few infidels, professed or concealed, who eagerly seize on any apparent discrepancy between the works and the Word of God, in order that they may invalidate the truth of the latter, there are, especially in this country, many names of the highest rank in physical (and, among other branches, in geological) science, to whom the veracity of God is as dear as life. They cannot bear to see it impugned; they know that it cannot be overthrown; they are assured that He who gave the Word, and He who made the worlds, is One Jehovah, who cannot be inconsistent with Himself. But they cannot shut their eyes to the startling fact, that the records which seem legibly written on His created works do flatly contradict the statements which seem to be plainly expressed in His word.

Here is a dilemma. A most painful one to the reverent mind! And many reverent minds have laboured hard and long to escape from it. It is unfair and dishonest to class our men of science with the infidel and atheist. They did not rejoice in the dilemma; they saw it at first dimly, and hoped to avoid it. At first they believed that the mighty processes which are recorded on the “everlasting mountains” might not only be harmonized with, but might afford beautiful and convincing demonstrations of Holy Scripture. They thought that the deluge of Noah would explain the stratification, and the antediluvian era account for the organic fossils.

A parallel passage could easily be written on the opposition between Pope Pius X and the modernists. While I don’t have a source at hand at the moment, it seems that Alfred Loisy did state after his excommunication that he had secretly been an atheist for many years. There is no way of knowing, however, whether this is true in a literal sense or was simply his own retrospective analysis of his past state of mind. In any case, it is quite sure that many of the modernists were not secret atheists, but simply men like the geologists in Gosse’s passage. Conflict came to light between the actual facts of geology and the current understanding based on the text of Genesis, and something had to be said about that conflict. In a similar way, in the modernist controversy, conflict came to light between the actual facts of history and the current understanding based on the Church’s traditions, and something had to be said about that conflict.

Gosse complains that the geologists are classed with “the infidel and the atheist,” in effect for their recognition of geological facts; Pius X accuses the modernists of secret agnosticism or atheism, in effect for their recognition of historical facts.

In both cases, the accusation is that an atheistic metaphysics, and likely an atheistic epistemology, comes first, and is responsible for the conclusions that are drawn. And in both cases the accusation is false. Epistemology cannot come first in principle, and it does not come first in practice in these cases. You might be able to argue that these people have ended up with a mistaken epistemology, and you might be able to argue that it does not follow from the facts from which they have drawn it. But they have drawn it from facts, mistakenly or not, and not the facts from the epistemology.

This is ultimately why, despite the lack of firm definition of the term “Modernism,” the controversy has remained until this day. This is why accusations of modernism continue to be thrown around, as a few years ago when Bishop Fellay accused Pope Francis of modernism:

What Gospel does he have? Which Bible does he have to say such things. It’s horrible. What has this to do with the Gospel? With the Catholic Faith? That’s pure Modernism, my dear brethren. We have in front of us a genuine Modernist…

If one wishes to criticize the views which are characterized as “modernist,” whether in the early 20th century or now in the 21st, one will make no progress without the acknowledgement that it was first the consideration of certain facts that led to those views, rightly or wrongly. Attributing them to some general system is simplistic and wrong.